Enterprise Risk & Member Protection

Serious organisations identify, record and escalate material risks. This page describes expected practice. It does not claim a certified risk-management system or guarantee that any particular risk will be prevented.

IDENTIFY → ASSESS → CONTROL → MONITOR → REPORT → IMPROVE

People exercising authority should consider legal, financial, operational, reputational, member-protection and safety risks before implementing a charge, product, programme or material decision. Material decisions should be documented so they can be explained.

Risk categories

Regulatory risk

Credit risk

Financial risk

Fraud risk

Cybersecurity risk

Data and privacy risk

Operational risk

Reputational risk

Supplier risk

Product risk

Legal risk

Conflict-of-interest risk

Communication risk

Directors, executives, employees and authorised representatives acting properly within their authority should follow applicable policies and law. Acting outside authority, or contrary to law, is not protected by this framework.

Escalate concerns through governance channels, Complaints or Speak-Up & Protected Reporting. Contact +27 60 709 4406.

Chat with us